James W. McCarthy CFP, CIMA
James W. McCarthy, founder, President and Chief Investment Officer of Seascape Capital Management, LLC, crafted, implemented, and now oversees the firm’s investment strategy. Through extensive research and analysis, Jim developed Seascape’s investment selection criteria and quantitative models. The resulting process embodies the firm’s core strength in managing portfolios of individual equity securities. In an ongoing effort to validate its merit, Jim leads the research effort in challenging and testing this process. Having been awarded his Certified Financial Planner (CFP) designation in 1988, Jim also works with clients to create sophisticated financial plans that consider all aspects of wealth management.
Prior to founding Seascape, Jim held the title of Senior Investment Management Consultant at a leading Wall Street firm. For nearly two decades, Jim focused on providing discretionary portfolio management to high net worth clients.
Jim currently consults to numerous boards that manage funds in a fiduciary capacity and is a member of the Investment Management Consultants Association (IMCA), the International Board of Certified Financial Planners and the Registry of CFP Practitioners. In addition to earning his CFP from the College for Financial Planning in Denver, CO, in 1988, The Wharton School at the University of Pennsylvania conferred on Jim the Certified Investment Management Analyst (CIMA) designation in 2001.
Clifford E. Lofgren
Clifford E. Lofgren is a founder and Managing Partner at Sound Capital Management, LLC. Cliff's extensive experience with one of the largest Wall Street firms as a Corporate Officer, Financial Planning Director, and Financial Consultant encompasses more than 30 years. Additionally, he was a former NASD Arbitrator and Advisory Board Member to the State of New Hampshire Securities Commission. Cliff has been involved with numerous private educational and charitable institutions.
His role at Sound Capital Management involves leading the investment management team in client contact, keeping the clients abreast of market conditions, trends and strategies and working closely with investment advisors and money managers to define new client opportunities.
Cliff received his BA in Political Science from MacMurry College and did graduate work in philosophy at Drew University.
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